Gaining an Edge: The RIAview Firm Fiduciary Risk Report
You have the right to know how you're covered. Our RIAview process shows you exactly what your insurance does and doesn't protect.
How It Works: Your Journey to Total Coverage Clarity (And Every Year After)
Step 1: Discover You (New Clients)
We review your ADV before our call. Then we talk. We analyze your firm's threats and exposures. We show you our market strategy and pricing. No surprises.
Step 2: RIAview Risk Report (Annual)
You receive a personalized risk profile and coverage overview. Our report compares 52+ contract provisions. You see how your coverage matches your exposures—or where it falls short.
Step 3: Thrive (Annual)
Your RIAview report shows you where you're protected. You know your coverage works. You secured the best terms available.
Ready to See the RIAview Difference?
Join the RIAs who know exactly what their coverage protects.
Why RIAs Love Our Process
Further Reading: Coverage Essentials
Deep-dive analysis of the policies and provisions RIAs ask us about most.
Where Your RIA Gets Funds Transfer Fraud Coverage
Funds transfer fraud and social engineering coverage are not as simple as the names suggest. Each carrier names it differently and structures it differently. Some cover the typical RIA scenario directly, some indirectly, and some leave a gap. Here is how the major carriers compare.
Why Three Insurance Brokers Won't Get You a Better E&O Policy
Shopping three brokers for E&O feels thorough. It isn't. The first broker locks out the carriers. The rest sell features to win the account. Pick one broker who knows your firm. Let them deliver clarity instead.
The Wire Fraud Your RIA Cyber Policy Wasn't Built For
A client's email gets hacked. A wire goes out. The money disappears. Most RIA cyber policies deny this exact claim because of four phrases buried in the policy language. Here's what those phrases say, why they kill the claim, and which carrier has an argument.